New requirement for independent safeguarding audits for PSR and EMI firms | BDO Webinar

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The FCA now requires firms to perform an annual independent safeguarding audit.

Safeguarding of client money, especially within the current uncertain economic environment is an important area of focus by the regulator.

00:00 – 01:38 – Intro
01:39 – 16:58 – Background & overview of audit requirements
16:59 – 34:35 – Safeguarding from a regulatory perspective:
34:39 – 43:48 – Market insights / lessons learnt:
43:49 – 51:50 – Q&A

For more information, please visit: https://bdo.co.uk/en-gb/industries/financial-services